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Res 2013-143/Adopting revised investment policies for operating funds and reserve funds
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Res 2013-143/Adopting revised investment policies for operating funds and reserve funds
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4/16/2014 10:14:58 AM
Creation date
10/4/2013 3:31:13 PM
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City Clerk
City Clerk - Document
Resolutions
City Clerk - Type
Adopting
Number
2013-143
Date
9/17/2013
Volume Book
200
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X. AUTHORIZED AND SUITABLE INVESTMENTS <br />Authorized investments shall be limited to the instruments listed below as authorized and further <br />described by the Act. <br />1. Obligations of the United States, its agencies and instrumentalities, not to exceed three years <br />to the stated final maturity, excluding mortgage- backed securities; <br />2. Direct obligations of the State of Texas or its agencies and instrumentalities, not to exceed <br />three years to the stated final maturity; <br />3. Other obligations, the principal of and interest of which are unconditionally guaranteed or <br />insured by the full faith and credit of, e not State <br />to of <br />exceeds two the <br />years States or <br />d final <br />respective agencies and instrumentalities, <br />maturity; <br />4. Obligations of states, agencies, counties, cities, and other political subdivisions of any state <br />rated as to investment quality by a nationally recognized investment rating firm not less than <br />A or its equivalent, not to exceed three years to the stated final maturity; <br />5. Fully insured or collateralized certificates of deposit or share certificates issued by state and <br />national banks or credit unions doing business in Texas, not to exceed one year to the stated <br />final maturity that are: <br />a. Guaranteed or insured by the Federal Deposit Insurance Corporation or thethe <br />National Credit Union Association, or other federal agency, or successors; or <br />b. Collateralized at 102% in accordance with this Policy (Section XI). <br />6. Fully collateralized direct repurchase agreements having a defined termination date, <br />collateralized in accordance with this hPancexecutedemtaster repurchase nagreement, pand <br />selected or approved by the City, <br />placed through a primary government securities dealer, as defined by the Federal Reserve, <br />or a bank doing business in Texas, not to exceed one year to stated maturity; <br />7. Constant dollar Investment Pools as defined and regulated by the Act. <br />8. Commercial paper rated not less than A1/P1 or its equivalent by two nationally recognized <br />rating agencies and not to exceed 270 days to stated final maturity. <br />9. AAA- rated, SEC registered money market funds. <br />10. FDIC insured brokered certificate of deposit securities from banks in any US state, delivered <br />versus payment to the City's safekeeping depository, not to exceed one year to maturity. <br />Before purchase the Investment Officer or adviser must verify the FDIC status of the bank on <br />www.2fdic.gov.idasp /main _ bankfind /asp to assure that the bank is FDIC insured. <br />XI. COLLATERALIZATION <br />Pledged Collateral <br />Pledged Coition is required on time and demand deposits. In order to anticipate market changes and <br />provide a level of security for all funds, the collateralization margin level will be maintained ay a minimum <br />of 102% of deposits plus accrued. The counter party shall be made contractually liable for monitoring and <br />maintaining the collateral and required margins at all times. Collateral shall be priced at least monthly. <br />Page 4 <br />City of San Marcos Investment Policy <br />
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