Res 1985-031 - Laserfiche WebLink

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Section 4.04. List of Security Holders. The Bank will provide the Issuer at any time requested by the Issuer, upon payment of the required fee, a copy of the information contained in the Security Register. The Issuer may also inspect the information in the Security Register at any time the Bank is customari ly open for business, provided that reasonable time is allowed the Bank to provide an up-to-date listing or to convert ~he information into written form. The Ban k wi 11 not Y"elease or di sclose the content of the Securi ty Register to any person other than to, or at the written request of, an authori zed offi cer or employee of the Issuer, except upon receipt of a subpoena or court order. Upon receipt of a subpoena or court order the Bank will notify the Issuer so that the Issuer may contest the subpoena or court order. Section 4.05. Return of Cancelled Certificates. The Bank will, at such reasonable intervals as it determines, sur- render to the Issuer, Securities certificates in 1 i eu of whi ch or in ex- change for which other Securities have been issued, or which have been paid. Section 4.06. Mutilated, Destroyed, Lost, or Stolen Securities. The Issuer hereby instructs the Bank to deliver and issue Securities in exchange for or in lieu of mutilated, destroyed, lost or stolen Securi- ties as long as the same does not result in an overissuance. The Bank wi 11 issue and del iver a new Securi ty in exchange for a mutilated Security surrendered to it. The Bank will issue a new Security in lieu of a Security for whi ch it received written representation from the Holder that the Certificate representing such Security is destroyed, lost, or stolen, without the surrender or production of the original Certificate. The Bank will pay on behalf of the Issuer the principal and premium, if any, of a Security for which it receives written representation such Security is destroyed, lost or stolen following the Stated Maturity or Redemption of the Security, without the surrender or production of the original Certificate. The Bank wi 11 not issue a replacement Security or pay such replace- ment Security unless there is delivered to the Bank such security or in- demnity as it may require (which may be by the Bank1s blanket bond) to save both the Bank and the Issuer harmless. On satisfaction of the Bank and the Issuer, the Certificate number on the Securi ty regi stered wi 11 be cancelled with a notation that it has been mutilated, destroyed, lost or stolen and a new Security will be issued of the same series and of 1 i ke tenor and principal amount beari ng a number (according to the Security Register) not contemporaneously outstar\ding. The Ban k may charge the Holder of the Bank's fees and expense in connection with issuing a new Security in 1 i eu of or exchange for a muti- lated, destroyed, lost or stolen Security. 01073210/0005.0.0