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<br />I. <br />II. <br />III. <br />IV. <br />V. <br />VI. <br />VII. <br />VIII. <br />IX. <br />X. <br />XI. <br />XII. <br />XIII. <br />XIV. <br />XV. <br />XVI. <br />XVII. <br />XVIII. <br />XIX. <br /> <br />CITY OF SAN MARCOS, TEXAS <br />INVESTMENT POLICY <br /> <br />T ABLE OF CONTENTS <br /> <br />Po LI CY ........................................................................................................................... 1 <br /> <br /> <br /> <br />SCOPE ........................................................................................................................... 1 <br /> <br /> <br /> <br />PR UD EN CE...................................................................................................................... 1 <br /> <br /> <br /> <br />EDUCATION. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .1 <br /> <br /> <br /> <br />OBJECTIVE AND S TRA TEG IES........................................................................................ 2 <br /> <br /> <br /> <br />DELEGATION OF AUTHORITY ........................................................................................ 3 <br /> <br /> <br /> <br />INVESTMENT PROCEDURES........................................................................................... 3 <br /> <br /> <br /> <br />ETHICS AND CONFLICTS OF INTEREST ......................................................................... 4 <br /> <br /> <br />AUTHORIZED BROKER/DEALERS AND FINANCIAL INSTITUTIONS ............................... 4 <br /> <br /> <br />AUTHORIZED AND SUITABLE INVESTMENTS ................................................................ 5 <br /> <br /> <br /> <br />COLLA TERALIZA TI 0 N ................................................................................................... 6 <br /> <br /> <br /> <br />SAFEKEEPING AND CUS TO D Y ........................................................................................ 6 <br /> <br /> <br /> <br />DIVERSIFI CA TI ON .......................................................................................................... 6 <br /> <br /> <br /> <br />INTERNAL CO NTRO LS.................................................................................................... 7 <br /> <br /> <br /> <br />PERFO RMAN CE STANDARDS.......................................................................................... 7 <br /> <br /> <br /> <br />REPO R TIN G .................................................................................................................... 7 <br /> <br /> <br />CASH MANAGEMENT PROGRAMS AND ACTIVITIES ..................................................... 7 <br /> <br /> <br /> <br />INVESTMENT POLICY ADOPTION .................................................................................. 8 <br /> <br /> <br /> <br />GLOSSARy.................................................................................................................... .. 9 <br /> <br />ApPENDICES <br /> <br />A. BROKER/DEALER QUESTIONNAIRE .................................................................... 13 <br /> <br /> <br />B. CERTIFICATION BY BUSINESS ORGANIZATIONS ................................................. 17 <br /> <br /> <br /> <br />C. PUBLIC FUNDS INVESTMENT ACT ....................................................................... 18 <br /> <br /> <br /> <br />D. PUBLIC FUNDS COLLATERAL ACT ...................................................................... 35 <br /> <br /> <br /> <br />E. INVESTMENT PROCEDURES ................................................................................. 43 <br />