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Res 2017-013/Approval of Financial Policies and Procedures Manual for the Community Development Block Grant Disaster Recovery (CDBG-DR) grant
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Res 2017-013/Approval of Financial Policies and Procedures Manual for the Community Development Block Grant Disaster Recovery (CDBG-DR) grant
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City Clerk - Document
Resolutions
City Clerk - Type
Approving
Number
2017-13
Date
1/17/2017
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F.Staffing <br />TheCitywilloverseeallactivitiesandexpendituresoftheCDBGDRGrantwithstaffingasoutlinedinthe <br />organizationchartfoundonthepreviouspage.TheCitywillhireadditionalstafftosupportanincreased <br />volumeoffundingandprojectsresultingfromtheCDBGDRaward.Inaddition,toensureeffective <br />financialmanagementofCDGBDRfunding,theCitymayutilizeadditionalresourcesincludingcontracted <br />staffandexternalconsultantsfortaskswhichmayinclude: <br />Assessingandimplementinggrantspecificinternalcontrolsovercompliancerequirements; <br />MonitoringprogramapplicantsforcompliancewithCDBGDRandDuplicationofBenefits <br />requirements; <br />Monitoringandreportingprogramperformance; <br />Subrecipientmonitoringandcompliance; <br />TechnicalAssistancewithHUDprogramandreportingrequirements;and, <br />Developmentofpoliciesandproceduresandotherprogramtemplatesforprogram <br />implementation <br />a) <br />AdequatePersonnelPersonnellevelswillbeadequatefortheCityFinanceDepartmenttooperate <br />effectively,provideadequateinternalcontrolandensuretimelyandaccuratefinancialreporting. <br />Currently,additionalstaffingincludesacontractedinternalauditor.Additionalstaffingmaybeadded, <br />asneeded.AllstaffingofHUDDRfinancialroleswillincludecompetentbackuppersonneladequately <br />trainedintheirrespectiveroleintheextendedabsenceofprimarystaff. <br />b)SegregationofDutiesΑAnadequatesegregationofdutiestopreventordetectfraud,abuse,errors <br />andirregularitieshasbeenestablishedbytheCityandisdetailedinthissection. <br />c)TrainingAllCitypersonnelwillbeheldaccountableforcommunicating,teaching,andsharing <br />withotherstaffmembers,informationandtrainingmaterialsacquiredfromseminars,conferences, <br />andrelatededucationefforts. <br />d)TechnicalAssistanceTheCitywillutilizeallavailablesourcesoftechnicalassistanceincluding <br />HUDsponsoredtrainingandonlineresources,HUDfundedtechnicalassistancethroughthefirm <br />CapitalAccess,technicalassistancethroughaMemorandumofUnderstandingwiththeTexasGeneral <br />LandOffice,andcontractedconsultants.TheCitywillalsomaintainacloserelationshipwithitsHUD <br />representativesandconsultthemthroughoutthedisasterprogramwhenguidanceisrequired.This <br />technicalassistancewillincreasethe/źƷǤƭcapacitytoimplementandadministertheCDBGDR <br />program. <br />G.LinesofAuthority <br />InestablishmentofitsCDBGDRProgram,theDisasterRecoveryTeamhasfocusedoncreatingacohesive, <br />crossfunctionalorganizationalstructurethatincorporatesbothhorizontalandverticallinesof <br />communication.Indoingso,theCityhasmetitsorganizationalgoalsto: <br />Createclearapprovalcontrolsthatprovidereasonableassurancethatappropriateindividuals <br />approverecordedtransactionsinaccordancewithƒğƓğŭĻƒĻƓƷƭgeneralorspecificcriteria; <br />Establishcontrolsoverthedesignanduseofdocumentsthatprovidereasonableassurancethat <br />transactionsandeventsareproperlydocumented,recorded,andauditable; <br />Assignsegregationofdutiestoeffectivelyreducetheopportunityforprogramparticipantsto <br />perpetrateorconcealerrorsorirregularitiesinthenormalcourseofduties; <br />CITYOFSANMARCOSCDBGDRFINANCIALPOLICIES&PROCEDURESMANAUAL14|P <br />AGE <br /> <br />
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