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• <br /> City of San Marcos <br /> Broker/Dealer Questionnaire & <br /> Texas Public Funds Investment Act <br /> Certification by Business Organization <br /> Firm Name: <br /> CRD Number: <br /> Local office/address: <br /> Attach his / resume of the primary and secondary representatives <br /> Primary Representative: <br /> Telephone: <br /> Fax: <br /> E-Mail: <br /> CRD Number: <br /> Secondary Representative or sales assistant: <br /> Telephone: <br /> E-Mail: <br /> CRD Number: <br /> Branch Manager: <br /> Telephone/email: <br /> Is firm designated as a primary dealer by the Federal Reserve?* <br /> How long has the firm had Primary Dealer status* <br /> Is the firm registered with the Texas State Securities Board?* <br /> Is the firm and all its representatives registered with the NASD?* <br /> List three comparable public clients currently working with this representative. <br /> Entity name, contact and phone number. <br /> *If the answer to any of these questions is no,please explain each separately. <br /> 9 <br />