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Form ADV, Identifying Information Section <br />ATTAQ~r B <br />FORM ADV OMB: 3235-0049 <br />UNIFORM APPLICATION FOR INVESTMENT ADVISER RErTSrRerrnn~ <br />Prima Business Name: PATTERSON & ASSOCIATES IARD/CRD Number: -110735 <br />Rev. 02/2005 <br />WARNING: Complete this form truthfully. False statements or omissions may result in denial of <br />your application, revocation of your registration, or criminal prosecution. You must <br />keep this form updated by filing periodic amendments. See Form ADV General <br />Instruction 3. <br />Item 1 Identifying Information <br />Responses to this Item tell us who you are, where you are doing business, and how we can contact <br />you. <br />A. Your full legal name (if you are a sole proprietor, your last, first, and middle names): <br />PATTERSON CAPITAL MANAGEMENT LP <br />B. Name under which you primarily conduct your advisory business, if different from Item 1.A. <br />PATTERSON & ASSOCIATES <br />List on Section 1.8. of Schedule D any additional names under which you conduct your <br />advisory business. <br />C. If this filing is reporting a change in your legal name (Item 1.A.) or primary business name <br />(Item 1.B.), enter the new name and specify whether the name change is of <br />your legal name or ~ your primary business name: <br />D. If you are registered with the SEC as an investment adviser, your SEC file number: 801- <br />46437 <br />E. If you have a number ("CRD Number") assigned by the NASD's CRD system or by the IARD <br />system, your CRD number: 110735 <br />If your firm does not have a CRD number, skip this Item I.E. Do not provide the CRD number <br />of one of your officers, employees, or affiliates. <br />Principal Office and Place of Business <br />(1) Address (do not use a P.O. Box): <br />Number and Street 1: <br />301 CONGRESS AVENUE SUITE 570 <br />City: State: <br />AUSTIN TX <br />Number and Street 2: <br />Country: ZIP+4/Postal Code: <br />USA 78701 <br />If this address is a private residence, check this box: Q <br />List on Section I.F. of Schedule D any office, other than your principal office and place of <br />business, at which you conduct investment advisory business. If you are applying for <br />registration, or are registered, with one or more state securities authorities, you must list <br />all of your offices in the state or states to which you are applying for registration or with <br />whom you are registered. If you are applying for registration, or are registered only, with <br />the SEC, list the largest five offices in terms of numbers of employees. <br />(2) Days of week that you normally conduct business at your principal office and place of <br />business: <br />Monday-Friday ~` Other: <br />Normal business hours at this location: <br />8:OOA.M. TO 5:OOP.M. <br />(3) Telephone number at this location: <br />512-320-5042 <br />http://www.adviserinfo.sec.gov/IAPD/Content/ViewForm/ADV/Sections/iapd_AdvIdentifyi... 1 /9/2008 <br />