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Form ADV, SEC Registration Section _. Page 1 of 2 FORM ADV OMB: 3235-0049 UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION Primar Business Name: PATTERSON & ASSOCIATES IARD/CRD Number: 110735 Rev. 02/2005 m 2 SEC Registration Responses to this Item help us (and you) determine whether you are eligible to register with the SEC. Complete this Item 2 only if you are applying for SEC registration or submitting an annual updating amendment to your SEC registration. A. To register (or remain registered) with the SEC, you must check at least one of the Items 2.A (1) through 2.A(li), below. If you are submitting an annual updating amendment to your SEC registration and you are no longer eligible to register with the SEC, check Item 2.A(12). You: ~(1)have assets under management of $25 million (in U.S. dollars) or more; See Part lA Instruction 2.a. to determine whether you should check this box. ^ (2)have your principal office and place of business in Wyoming; ^ (3)have your principal office and place of business outside the United States; ^ (4)are an investment adviser (or sub-adviser) to an investment company registered under the Investment Company Act of 1940; See Part IA Instruction 2.b. to determine whether you should check this box. ^ (5)have been designated as a nationally recognized statistical rating organization; See Part IA Instruction 2. c. to determine whether you should check this box. ^ (6)are a pension consultant that qualifies for the exemption in rule 203A-2(b); See Part IA Instruction 2. d. to determine whether you should check this box. ^ (7)are relying on rule 203A-2(c) because you are an investment adviser that controls, is controlled by, or is under common control with, an investment adviser that is registered with the SEC, and your principal office and place of business is the same as the registered adviser; See Part ZA Instruction 2. e. to determine whether you should check this box. If you check this box, complete Section 2.A(7) of Schedule D. ^ (8)are a newly formed adviser relying on rule 203A-2(d) because you expect to be eligible for SEC registration within 120 days; See Part lA Instruction 2.f. to determine whether you should check this box. If you check this box, complete Section 2.A(8) of Schedule D. ^ (9) are amulti-state adviser relying on rule 203A-2(e); See Part IA Instruction 2.g, to determine whether you should check this box. If you check this box, complete Section 2.A(9) of Schedule D. http://www.adviserinfo.sec.gov/IAPD/Content/ViewForm/ADV/Sections/iapd_AdvSecRegi... 1 /9/2008