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<br />ADV All Pages <br /> <br />Page 7 of 36 <br /> <br />If you are organized as a sole proprietorship, include yourself as an employee in your <br />responses to Items 5.A(l) and 5.B(2). If an employee performs more than one function, <br />you should count that employee in each of your responses to Item 5.8(1) and 5.B(2). <br /> <br />FORM ADV <br />UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION <br />IPrimary Business Name: PATTERSON It ASSOCIATES lcRD Number: 110735 <br /> <br />Rev. OS/2003 <br /> <br />ADV - Annual Amendment, Page 7 <br />3/29/2004 11:09:50 AM <br /> <br />lItem 5 Information About Your Advisory Business (Continued) <br /> <br />(3) Approximately how many firms or other persons solicit advisory dients on your behalf? <br /> <br />('". 0 ~ 1-5 (': 6-10 (':. 11-50 C 51-250 <br /> <br />C. 251-500 C 501-1 000 r More than If more than 1,000, how many? <br />, 1,000 (round to the nearest 1,000) <br /> <br />In your response to Item 5.8(3), do not count any of your employees and count a firm only <br />once -- do not count each of the firm's employees that soliCit on your behalf. <br /> <br />Clients <br />C. To approximately how many clients did you provide investment advisory services during your <br />most-recently completed fiscal year? <br /> <br />C 0 C 1-10 <br /> <br />0251-500 C More than 500 <br /> <br />C 11-25 €' 26-100 <br /> <br />If more than 500, how many? <br />(round to the nearest 500) <br /> <br />C 101-250 <br /> <br />D. What types of dients do you have? Indicate the None Up 11- 26- 51- More <br /> approximate percentage that each type of client to 250/0 500/0 750/0 Than <br /> comprises of your total number of clients. 100/0 750/0 <br /> (1) Individuals (other than high net worth individuals) (f. C C C C' C <br /> (2) HIgh net worth Individuals C;. ('j C (;. C C <br /> (3) Banking or thrift institutions (t. C. C C C () <br /> (4) Investment companies (including mutual funds) (!, C r. C c (":'. <br /> (5) Pension and profit sharing plans (other than plan (i'. r (", r c r; <br /> participants) <br /> (6) Other pooled investment vehicles (e.g., hedge C (i'i C C C C <br /> funds) <br /> (7) Charitable organizations € 0 C 0 r: 0 <br /> (8) Corporations or other businesses not listed above r (f, r:. ('" c C <br /> (9) State or municipal government entities C- O C 0 C (!', <br /> <br />https:/Icrd.nasd.com/IadlContent/PrintHistJ AdvlPages/cnCiad_Adv AllPages.asp?RefNum=&vi... 2/14/2005 <br />