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<br />ADV All Pages <br /> <br />Page 9 of36 <br /> <br />R} (3) Portfolio management for investment companies <br />r;ti (4) Portfolio management for businesses or institutional clients (other than investment <br />companies) <br />o (S) Pension consulting services <br />o (6) Selection of other advisers <br />o (7) publication of periodicals or newsletters <br />o (8) Security ratings or pricing services <br />o (9) Market timing services <br />Pi (10) Other (specify): <br />CONSULTING SERVICES <br /> <br />Do not check Item 5.G(3) unless you provide advisory services pursuant to an investment <br />advisory contract to an investment company registered under the Investment Company Act of <br />1940. <br /> <br />FORM ADV <br />UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION <br />tPrimary Business Name: PATTERSON It ASSOCIATES tcRD Number: 110735 I <br /> <br />Rev. OS/2003 <br /> <br />~DV - Annual Amendment, Page 9 <br />~/29/2004 11:09:50 AM <br /> <br />lItem 5 Information About Your Advisory Business (Continued) <br /> <br />H. If you provide financial planning services, to how many dients did you provide these services <br />during your last fiscal year? <br />00 C 1-10 <br />C 101-250 C 251-500 <br /> <br />C 26-50 C 51-100 <br />If more than 500, how many? <br />(round to the nearest 500) <br />I. If you participate in a wrap fee program, do you (cheCk all that apply): <br /> <br />C 11-25 <br />(' More than 500 <br /> <br />C (1) sponsor the wrap fee program? <br /> <br />o (2) act as a portfolio manager for the wrap fee program? <br /> <br />If you are a portfolio manager for a wrap fee program, list the names of the programs and their <br />sponsors in Section 5.I(2) of Schedule D. <br /> <br />If your involvement in a wrap fee program is limited to recommending wrap fee programs to your <br />dients, or you advise a mutual fund that is offered through a wrap fee program, do not check <br />either Item 5.1(1) or 5.I(2). <br /> <br />lItem 6 Other Business Activities <br />In this Item, we request information about your other business activities. <br />A. You are actively engaged in business as a (check all that apply): <br /> <br />https://crd.nasd.comlIadlContentIPrintHistl AdvlPages/cnCiad_Adv AllPages.asp?RefNum=&vi... 2/14/2005 <br />