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ADV All Pages Page 24 of 36 FULL LEGAL DEIFEII Entity in Which Status Date Ownership Control PR CRD No. If NAME Interest is Status Code Person None: 5.5. (Individuals: Last Owned Acquired No. and Name, First MM/YYYY Date of Name, Middle Birth, IRS Name) Tax No. or Employer 10 No. CITY NATIONAL D CONVERGENT LJLJDDD 95- CORPORATION CAPITAL 2568550 MANAGEMENT LLC '" FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION Iprimary Business Name: PATTERSON & ASSOCIATES IcRD Number: 110735 ~ Rev. OS/2003 ADV - Annual Amendment, SCHEDULE C 3/29/200411:09:50 AM IForm ADV, Schedule C I Amendments to Schedules A and B 1. Use Schedule C only to amend information requested on either Schedule A or Schedule B. Refer to Schedule A and Schedule B for specific instructions for completing this Schedule C. Complete each column. 2. In the Type of Amendment column, indicate "A" (addition), "0" (deletion), or "C" (change In information about the same person). 3. Ownership codes NA - less than 5% C - 25% but less G - Other (general partner, trustee, or are: than 50% elected member) A - 5% but less o - 50% but less than 10% than 75% B - 10% but less E - 75% or more than 25% 4. List below all changes to Schedule A (Direct Owners and Executive Officers): FULL LEGAL DEIFEII lType of TItle or Date Title Ownership Control PR CRD No. If NAME Amendment Status or Status Code Person None: 5.S. (Individuals: Acquired No. and Date Last Name, MM/YYYY of Birth, IRS First Name, Tax No. or Middle Name) Employer 10 . No. IDSAL, DDDIRECTORllll/2003 ID~ WARREN, BRUCE 5. list below all changes to Schedule B (Indirect Owners): III No Changes to Indirect Owner Information Filed I https://crd.nasd.comlIadlContentIPrintHistl AdvlPages/crd_iad_Adv AllPages.asp?RefNum=&vi... 2/14/2005