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<br /> <br />Applic:allt; <br />atterson Capital Management LP <br /> <br />SEe File Nwnbcr. <br />801.46437 <br /> <br />DI1c: <br />12/30104 <br /> <br />12. Jmr....mt or Broke....e DIKretIeR. <br />A. Doc:s applioaat or Ul)' related penon have au1bority to dctonRiDc, witlaout obtaiDiDs 8J*ifk; riliaat llCIIIaCIIt. the: <br /> <br />Yea No <br /> <br />(1) IOIlUritica to be bought or 801cl1 ...................-..-..........--...--.....-......-..................................................................-......... IZI 0 <br /> <br />Yea No <br /> <br />(2) amouDt oflbe lICllUritiea to be bougbt or 801d? ..........................-..................................................................................-.-.. IiZI 0 <br /> <br />Yea No <br /> <br />(3) broker or cIoalcr to bo IlIOCI? ...-.--.-..-..........................................-............................................................................... IiZI 0 <br /> <br />Yea No <br /> <br />(4) commiasiOll rata paid? ............................-........-.............................................-...............................................-..-................ IZI 0 <br /> <br />Yea No <br /> <br />B. Does applic:aal or a rotated pctIOIl'DgcA broken to dicab? ................-..........-.....-...........................................-..........-........... D 21 <br /> <br />For cadI)'OI answwto A deacribe on 8cbcdule F any limitationa 011 the authority. For each)'Ol to A(3). A(4) 01' B. deac:ribe ClD <br />Schodule F dtc facton c:onsidorad in ~8 brvken and dotormining 1be rcaaonabl_ oftbeir 00ImIUui0lll. Iftbo ftIue <br />of proda*- reacard1 and Rl'Vicc:a p_to the appIicuIt or . nlated peraoD it . factor, _vribe: <br /> <br />. Ibe proc!ucta, raaroh aod RI'Vioea <br /> <br />. wbotbor e1icrat1 JDlIY pay ClOIIUIJAaiOJll hi&hcr 1haa tIaoIc obtainable fi'oIn other brobn ill retu.m for 1boIo prodIIoca and <br />acrviI:ca <br /> <br />. wbcthcr reaean;b is uaed to aorvioo all of applieam'. __ or juat ~ KCOIlutI paying for it; and <br /> <br />. any proc:odlIRs tho appIi~ used cIuriat the lad fiIc:aI )'NT to dinot eIicnt tranaaoti_ to a particular brvbr in nlDm foI- <br />products md ..-rcb RI'Viooa I"COOiwcl. <br /> <br />13. MlIIIIouI eo...-A tI_ <br /> <br />Docs the applioaDt or a related penon haWIDY arraapaICIlIlI, on! or in writiD& wbon It: <br /> <br />A. i. paid gub ~ or.nooivu ~ eco~c ~ (illcl~ COIIIIIIiaaialll, oquipmeDt or _aeardl Rl'Vices) Yea No <br /> <br />from . non-clieDt III collllllGUon with 1IV1118 advkc to clieDII? ..................................-......................................................................... IiZI D <br /> <br />Yea No <br /> <br />B. diRctly or illcliRGtly compcaaatcIlIII)' ~ for e1iCllt rdi:rralI'l ..............-...........-.....................................................-................ liZI 0 <br /> <br />(For eaab)'Ol. deac:ribe tho ~ GO Schedule F.) <br />14. BaJucc SIIeet. AppIiCIIIIt m\llt provide . bal_ .hoot for tho ~ m;ent fiaca1 year on Schedule G if applicaat: <br /> <br />. hat cualocIy of oIiea1 DncIa OJ" MGUritiea; or <br />. requireI prepa~ ofmoro than S'OO ill_ per oli...1Ild 6 or ___ montba in adVIIICO <br /> <br />Yea No <br /> <br />Hat appIiQlllt previdcd a Scbodule 0 baJaagc aboot? .....................................................................................................----........ 0 21 <br /> <br />ADalrer.u ltau. COlllple'" _...... 'aJa 11I...11, circle ...enlletl n._aII. me with uec1lUoa "Ce (pqel). <br />