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<br />ADV All Pages <br /> <br />Page 1 of 36 <br />14. <br /> <br />ATl'ACHMENT B <br />FORM ADV <br />UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION <br />JPrlmary Business Name: PATTERSON II ASSOCIATES ]cRD Number: 110735 1 <br /> <br />Rev. OS/2003 <br /> <br />ADV - Annual Amendment, Page 1 <br />3/29/2004 11:09:50 AM <br /> <br />lADY Part lA, Page 1 I <br /> <br />WARNING: Complete this form truthfully. False statements or omissions may result In denial of <br />your application, revocation of your registration, or criminal prosecution. You must keep <br />this form updated by filing periodic amendments. See Form ADV General Instruction 3. <br /> <br />Item 1 Identifying information <br />Responses to this Item tell us who you are, where you are doing business, and how we can contact <br />you. <br />A. Your full legal name (If you are a sole proprietor, your last, first, and middle names): <br />PATTERSON CAPITAL MANAGEMENT LP <br />B. Name under which you primarily conduct your advisory business, if different from Item 1.A. <br />PAlTERSON & ASSOCIATES <br />Ust on Section 1.8. of Schedule D any additional names under which you conduct your advisory <br />business. <br />C. If this filing Is reporting a change in your legal name (Item 1.A.) or primary business name (Item <br />1.B.), enter the new name and specify whether the name change is of <br />D your legal name or r: your primary business name: <br /> <br />D. If you are registered with the SEC as an investment adviser, your SEC file number: 801- 46437 <br />E. If you have a number (nCRD Number") assigned by the NASD's CRD system or by the lARD <br />system, your eRD number: 110735 <br />If your firm does not have a CRD number, skip this Item 1.E. Do not provide the CRD number of <br />one of your officers, employees, or affiliates. <br /> <br />FORM ADV <br />UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION <br />tprimary Business Name: PATTERSON & ASSOCIATES IcRD Number: 110735 f <br /> <br />Rev. OS/2003 <br /> <br />IADV - Annual Amendment, Page 2 <br />~/29/2004 11:09:50 AM <br /> <br />lItem 1 Identifying Information (Continued) <br /> <br />F. Principal Office and Place of Business <br />(1) Address (do not use a P.O. Box): <br />Number and Street 1: <br />301 CONGRESS AVENUE SUITE 570 <br />City: State: <br /> <br />J <br /> <br />Number and Street 2: <br /> <br />Country : <br /> <br />ZIP+4/Postal Code: <br /> <br />https://crd.nasd.comlIadlContent/PrintHist/AdvlPageslcnCiad_Adv AllPages.asp?RefNum=&vi... 2/14/2005 <br />