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<br />APPENDIX C <br /> <br />BROKER / DEALER QUESTIONNAIRE <br /> <br /> <br />1) Name of Firm: <br /> <br />2) Local Address: <br /> <br />National Address: <br /> <br />3) Telephone: <br /> <br />4) PRIMARY REPRESENTATIVE/MANAGER/PARTNER-IN CHARGE: <br /> <br />5) Are you a Primary dealer in U.S. Government Securities? <br /> <br />6) If Yes, how long has your firm been a primary dealer? <br /> <br />7) What was your firm's total volume in U.S. Government and Agency securities <br />trading last year? <br /> <br />8) Which instruments are offered regularly by your local office? <br /> <br />9) Identify all personnel who will be trading with or quoting levels to us. <br /> <br />630 East Hopkins. San Marcos, Texas 78666 . Phone 512/393/8170 . Fax 512/392-4612 <br /> <br />City of San Marcos Cash Management and Investment Policy <br />Page 14 of 24 <br />