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<br />16) Have any of your public-sector clients ever reported to your firm, its <br />officers of employees, orally or in writing, that your firm, was responsible <br />for investment losses? If yes, please explain. <br /> <br />17) Please provide samples of research reports that your firm regularly <br />provides to public-sector clients. <br /> <br />18) Please explain your normal custody and delivery process. Who audits these <br />fiduciary systems? <br /> <br />19) Please provide certified financial statements and other indicators <br />regarding you firm's capitalization. <br /> <br />20) Describe the capital line and trading limits that support/limit the office <br />that would conduct business with our account. <br /> <br />21) What training would you provide for the City's employees and investment <br />officers? <br /> <br />630 East Hopkins. San Marcos, Texas 78666. Phone 512/393/8170. Fax 512/392-4612 <br /> <br />City of San Marcos Cash Management and Investment Policy <br />Page 16 of 24 <br />