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<br /> liV <br /> 16) Have any of your public-sector clients ever reported to your firm, its officers of employees, <br /> orally or in writing, that you firm, its officers or employees, orally or in writing, that you firm was <br /> responsible for investment losses. If yes, please explain. <br /> 17) Please provide samples of research reports that your firm regularly provides to public-sector <br /> -- clients. <br /> 18) Please explain your normal custody and delivery process. Who audits these fiduciary systems? <br /> 19) Please provide certified financial statements and other indicators regarding you firm's <br /> capitalization. <br /> 20) Describe the capital line and trading limits that support/limit the office that would conduct business <br /> with the our account. .. <br /> 21) What training would you provide for the City's employees and investment officers. <br /> ! <br /> - <br /> 630 East Hopkins -San Marcos, Texas 78666 -512/393-8000 -FAX 512/392-4612 <br /> 21 <br />