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<br /> APPENDIX A
<br /> FINANCIAL ADVISORY FEE SCHEDULE AND EXPENSE ITEMS
<br /> Base Fee - Any Issue $3,000
<br /> Plus $10.00 per $1,000 up to $ 250,000 or a total of $ 5,500 for $ 250,000 Bonds
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<br /> Plus $ 8.00 per $1,000 next $ 250,000 or a total of $ 7,500 for $ 500,000 Bonds
<br /> Plus $ 4.50 per $1,000 next $ 500,000 or a total of $ 9,750 for $ 1,000,000 Bonds
<br /> Plus $ 3.75 per $1,000 next $ 500,000 or a total of $11,625 for $ 1,500,000 Bonds
<br /> Plus $ 3.00 per $1,000 next $ 500,000 or a total of $13,125 for $ 2,000,000 Bonds
<br /> Plus $ 2.50 per $~,Ç>OO next $ 1,000,000 or a total of $15,625 for $ 3,000,000 Bonds
<br /> Plus $ 2.25 per $1,000 next $ 1,000,000 or a total of $17,875 for $ 4,000,000 Bonds
<br /> Plus $ 1.95 per $1,000 next $ 1,000,000 or a total of $19,825 for $ 5,000,000 Bonds
<br /> Plus $ 1.75 per $1,000 next $ 2,500,000 or a total of $24,200 for $ 7,500,000 Bonds
<br /> Plus $ 1.00 per $1,000 next $ 2,500,000 or a total of $26,700 for $10,000,000 Bonds
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<br /> Plus $ 0.75 per $1,000 next $ 5,000,000 or a total of $30,450 for $15,000,000 Bonds
<br /> Plus $ 0.50 per $1,000 over $15,000,000
<br /> EXPENSES
<br /> The following expenses pertaining to any debt issue will be paid by the Issuer. On a competitive sale,
<br /> First Southwest Company will initially pay all related expenses except bond counsel and election costs
<br /> and bill the Issuer for such expenses along with the Financial Advisory Fee after successful delivery of
<br /> the bond proceeds. On a negotiated sale, expenses will be deducted from the proceeds at the time of
<br /> delivery.
<br /> Expenses shall include:
<br /> Bond counsel fees and charges
<br /> Election expenses
<br /> Bond rating fees and any related travel to rating meetings
<br /> Any out of state travel in connection with a debt issue
<br /> Printing and distribution costs of offering documents and securities
<br /> Publishing cost of any legally required notices
<br /> Escrow and paying agent fees, along with other costs necessary to close a negotiated issue
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