|
APPENDIX A
<br />
<br /> Fees,, Expenses and Compensation
<br />
<br />VI.A, Provide the f'wm's i~mancial advisor fee schedule for a bond issue, or if compensatiOn for the
<br /> services is based on other factors, please describe in detail.
<br />
<br />In consideration for the services rendered by us, it is understood and;agreed that our fee for
<br />each issue of Debt Instruments will be as follows:
<br />
<br />Base Fee - Any Issue $ 3,000
<br />Plus $I0.00 per $1,000 upto $ 250,000 oratotalof $ 5J00 for $ 250,000 Bonds
<br />Plus 8.00 per $1,000 next 250,000 oratotalof 7,500 for 500,000 Bonds
<br />Plus 4.50 per $1,000 next 500,000 oratotal of 9,750 for 1,000,000 Bonds
<br />Plus 3,75 per $1,000 next 500,0 oratotal of 11,625 for 1,500,000 Bonds
<br />Plus 3,00 per $1,000 next 500,000 oratotal of 13,125 for 2,000,000 Bonds
<br />Plus 2,50 per $1,000 next 1,000,000 oratotalof 15,625 for 3,000,000 Bonds
<br />Plus 2.25 per $1,(X}0 next: 1,000,000 ora total of 17,875 for 4,000,000 Bonds.
<br />Plus 1,95 per $1,000 next 1,000,000 oratotalof 19,825 for 5,000,000 Bonds
<br />Plus 1.75 per $1,000 next 2,500,000 oratotal of 24,200 for 7,500,000 Bonds
<br />Plus 1~00 per $1,000 next 2,500,000 ora total of 26,700 for 10,000,000 Bonds
<br />Plus .75 per $1,000 next 5,000,000 ora total of 30,450 for 15,000,000 Bonds
<br />Plus .50 per $1,000 over 15,000,000
<br />
<br /> - 36 -
<br />
<br />
<br />
|