Laserfiche WebLink
<br />a. To cooperate fully with the Issuer in reviewing the schedule of <br />investments made by the Issuer with (i) proceeds from the Obligations, and (ii) <br />proceeds of other funds of the Issuer which, under Temporary Regulations <br />Section 1.148 or Temporary Regulations Section 1.103-15AT(b)(6) or any <br />successor regulations thereto, are subject to the rebate requirements of the Code; <br /> <br />b. To perform, or cause to be performed, calculations no less <br />frequently than once a year, consistent with the Code and the regulations <br />promulgated thereunder, regarding the amounts of Rebatable Arbitrage from the <br />investment of funds subject to the requirements of Section 148(1)(2) of the Code; <br /> <br />c. To assist the Issuer in preparing schedules, records or other <br />information necessary to enable First Southwest Company to perform the rebate <br />calculations as set forth in this Agreement; <br /> <br />d. To provide a report to the Issuer specifying the amount of <br />Rebatable Arbitrage based upon the investment schedule, the calculations of bond <br />yield and investment yield, and other information deemed relevant by First <br />Southwest Company. <br /> <br />e. To provide the Issuer any other services related to the calculation <br />of rebate as it may request First Southwest Company to perform. <br /> <br />Provisions of Issuer <br /> <br />4. In connection with the performance of the aforesaid duties, the Issuer <br />agrees to the following: <br /> <br />a. That First Southwest Company will be compensated for the <br />performance of services with respec~ to calculating and advising the Issuer of the <br />amount of Rebatable Arbitrage in accordance with the schedule set forth in <br />Appendix A attached hereto. <br /> <br />b. That the Issuer will provide First Southwest Company, and First <br />Southwest Company shall be entitled to rely upon, all information regarding the <br />issuance of the Obligations and the investment of the proceeds therefrom, and any <br />other information necessary in connection with calculating the amount of <br />Rebatable Arbitrage. In particular, the Issuer shall furnish to First Southwest <br />Company the information set forth in Appendix B attached hereto. <br /> <br />2 <br />