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AnV All Pages Page 26 of 36 ISection 1.L. Registration with Foreign Financial Regulatory Authorities I List the name, in English, of each foreign financial regulatory authority and country with which you are registered. You must complete a separate Schedule 0 Page 2 for each foreign financial regulatory authority with whom you are registered. I No Information Filed I ISection 2.A(7) Affiliated Adviser I I No Information Filed I ISection 2.A(S) Newly Formed Adviser I If you are relying on rule 203A-2(d), the newly formed adviser exemption from the prohibition on registration, you are required to make certain representations about your eligibility for SEe registration. By checking the appropriate boxes, you will be deemed to have made the required representations. You must make both of these representations: [J I am not registered or required to be registered with the SEe or a state securities authority and 1 have a reasonable expectation that I will be eligible to register with the SEe within 120 days after the date my registration with the SEe becomes effective. IJ I undertake to withdraw from SEe registration if, on the 120th day after my registration with the SEe becomes effective, I would be prohibited by Section 203A{a) of the Advisers Act from registering with the SEC. ISection 2.A(9) Multi-State Adviser I If you are relying on rule 203A-2(e), the multi-state adviser exemption from the prohibition on registration, you are required to make certain representations about your eligibility for SEe registration. By checking the appropriate boxes, you will be deemed to have made the required representations. If you are applying for registration as an investment adviser with the SEe, you must make both of these representations: D I have reviewed the applicable state and federal laws and have concluded that I am required by the laws of 30 or more states to register as an investment adviser with the securities authorities in those states. D I undertake to withdraw from SEe registration if I file an amendment to this registration indicating that I would be required by the laws of fewer than 25 states to register as an investment adviser with the securities authorities of those states. If you are submitting your annual updating amendment, you must make this representation: C Within 90 days prior to the date of filing this amendment, I have reviewed the applicable state and federal laws and have concluded that I am required by the laws of at least 25 states to register as an investment adviser with the securities authorities in those states. FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION ~primary Business Name: PATTERSON & ASSOCIATES IcRD Number: 110735 I Rev. OS/2003 ADV - Annual Amendment, SCHEDULE D, Page 3 3/29/2004 11:09:50 AM II II https://crd.nasd.comlIad/ContentlPrintHist/ AdvlPages/crd_iad_AdvAlIPages.asp?RefNum=&vi... 2/14/2005