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ADV All Pages Page 27 of 36 11Form ADV, Schedule D Page 3 I I Use this Schedule 0 Page 3 to report details for items listed below. Report only new information or changes/updates to previously submitted information. Do not repeat previously submitted Information. lsection 2.A( 11) SEC Exemptive Order I I No Information Filed I ISection 4 Successions I Complete the following information if you are succeeding to the business of a currently.registered Investment adviser. If you acquired more than one firm in the succession you are reporting on this Form AOV, you must complete a separate Schedule 0 Page 3 for each acquired firm. See Part lA Instruction 4. I No Information Filed I ISection 5.1(2) Wrap Fee Programs I If you are a portfolio manager for one or more wrap fee programs, list the name of each program and its sponsor. You must complete a separate Schedule 0 Page 3 for each wrap fee program for which you are a portfolio manager. I No Information Filed ISection 6.B. Description of Primary Business I No Information Filed ISection 7.A. Affiliated Investment Advisers and Broker-Dealers You MUST complete the following information for each Investment adviser with whom you are affiliated. You MAY complete the following Information for each broker-dealer with whom you are affiliated. You must complete a separate Schedule 0 Page 3 for each listed affiliate. Legal Name of Affiliate: AMBS INVESTMENT COUNSEL, LLC Primary Business Name of Affiliate: AMBS INVESTMENT COUNSEL, LLC Affiliate is (check only one box): €' Investment Adviser o Broker - Dealer C Dual (Investment Adviser and Broker-Dealer) Affiliated Investment Adviser's SEe File Number (if any) 801- 49983 Affiliate's CRO Number (if any): 106381 Legal Name of Affiliate: BUFKA & RODGERS L.L.C. Primary Business Name of Affiliate: BUFKA & RODGERS L.LC. https:/Icrd.nasd.comlIadlContentlPrintHistJ AdvlPages/cnCiad_AdvAllPages.asp?RefNum=&vi... 2/14/2005