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Res 2005-036
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Res 2005-036
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Last modified
12/29/2005 11:02:16 AM
Creation date
12/29/2005 10:54:13 AM
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City Clerk
City Clerk - Document
Resolutions
City Clerk - Type
Agreement
Number
2005-36
Date
3/21/2005
Volume Book
161
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<br />ADV All Pages <br /> <br />Page 29 of36 <br /> <br />Primary Business Name of Affiliate: <br />CCM ADVISORS, UC <br /> <br />Affiliate is (check only one box): <br />@ Investment Adviser <br />C Broker - Dealer <br />C Dual (Investment Adviser and Broker-Dealer) <br /> <br />Affiliated Investment Adviser's SEC File Number (if any) <br />801- 58210 <br /> <br />!Affiliate's CRD Number (if any): <br />109818 <br /> <br />Legal Name of Affiliate: <br />MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC <br /> <br />Primary Business Name of Affiliate: <br />MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC <br /> <br />Affiliate is (check only one box): <br />~, Investment Adviser <br />C Broker - Dealer <br />C Dual (Investment Adviser and Broker-Dealer) <br /> <br />Affiliated Investment Adviser's SEe File Number (if any) <br />801- 52871 <br /> <br />Affiliate's CRD Number (if any): <br />106054 <br /> <br />Legal Name of Affiliate: <br />MID-CONTINENT CAPITAL, L.L.e. <br /> <br />Primary Business Name of Affiliate: <br />MID-CONTINENT CAPITAL, L.L.C. <br /> <br />Affiliate is (check only one box): <br />t!:' Investment Adviser <br />C Broker - Dealer <br />r: Dual (Investment Adviser and Broker-Dealer) <br /> <br />Affiliated Investment Adviser's SEe File Number (if any) <br />801- 54732 <br /> <br />Affiliate's CRD Number (if any): <br />107997 <br /> <br />ILegal Name of AlIilJato: <br /> <br />https://crd.nasd.comlIadlContent/PrintHistl AdvlPages/cnCiad_Adv AllPages.asp?RefNum=&vi... 2/14/2005 <br />
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