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Res 2005-036
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Res 2005-036
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Last modified
12/29/2005 11:02:16 AM
Creation date
12/29/2005 10:54:13 AM
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City Clerk
City Clerk - Document
Resolutions
City Clerk - Type
Agreement
Number
2005-36
Date
3/21/2005
Volume Book
161
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<br />ADV All Pages <br /> <br />Page 30 of 36 <br /> <br />PHILIP V. SWAN ASSOCIATES, LLC <br /> <br />Primary Business Name of Affiliate: <br />PHIL.IP V. SWAN ASSOCIATES, LLC <br /> <br />Affiliate Is (check only one box): <br />@ Investment Adviser <br />C Broker - Dealer <br />Co Dual (Investment Adviser and Broker-Dealer) <br /> <br />Affiliated Investment Adviser's SEC File Number (if any) <br />801- 56620 <br /> <br />Affiliate's CRD Number (if any): <br />108000 <br /> <br />Legal Name of Affiliate: <br />SKBA CAPITAL MANAGEMENT, LLC <br /> <br />Primary Business Name of Affiliate: <br />SKBA CAPITAL MANAGEMENT, UC <br /> <br />Affiliate is (check only one box): <br />€ Investment Adviser <br />C Broker - Dealer <br />C Dual (Investment Adviser and Broker-Dealer) <br /> <br />Affiliated Investment Adviser's SEe File Number (if any) <br />801- 56391 <br /> <br />Affiliate's CRD Number (if any): <br />108542 <br /> <br />Legal Name of Affiliate: <br />REED, CONNER & BIRDWELL LLC <br /> <br />Primary Business Name of Affiliate: <br />REED, CONNER & BIRDWELL LLC <br /> <br />Affiliate is (check only one box): <br />@ Investment Adviser <br />C Broker - Dealer <br />C Dual (Investment Adviser and Broker-Dealer) <br /> <br />Affiliated Investment Adviser's SEe File Number (if any) <br />801- 60014 <br /> <br />Affiliate's CRD Number (if any): <br />109876 <br />I <br /> <br />https:/Icrd.nasd.comlIadlContentlPrintHist/ Adv/Pages/crd_iad_Adv AllPages.asp?RefNum=&vi... 2/14/2005 <br />
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