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<br />ADV All Pages <br /> <br />Page 32 of 36 <br /> <br />You must complete a separate Schedule D Page 4 for each limited partnership in which you or a <br />related person is a general partner and each limited liability company for which you or a related <br />person is a manager. <br />I No Information Filed I <br />ISection 10 Control Persons I <br />You must complete a separate Schedule D Page 4 for each control person not named in Item 1.A. or <br />Schedules A, B, or C that directly or indirectly controls your management or policies. <br />I No Information Filed I <br /> <br />FORM ADV <br />UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION <br />~primary Business Name: PATTERSON & ASSOCIATES lcRD Number: 110735 , <br /> <br />Rev. OS/2003 <br /> <br />IADV - Annual Amendment, SCHEDULE D, Page 5 <br />13/29/200411:09:50 AM <br /> <br />IForm ADV, Schedule D Page 5 I <br />Use this Schedule 0 Page 5 to report details for items listed below. Report only new information or <br />changes/updates to previously submitted Information. Do not repeat previously submitted information. <br />IMiscellaneous I <br />IYou may use the space below to explain a response to an Item or to provide any other Information. I <br />PATTERSON CAPITAL MANAGEMENT LP IS AFFILIATED WITH THE INVESTMENT ADVISERS <br />INDICATED IN SECTION 7.A OF SCHEDULE 0 BECAUSE PATrERSON CAPITAL MANAGEMENT LP AND <br />EACH INVESTMENT ADVISER INDICATED IS UNDER THE COMMON CONTROL OF CITY NATIONAL <br />CORPORATION (nCNC"). CNC IS A PUBUCLY OWNED COMPANY WITH A SIGNIFICANT OWNERSHIP <br />INTEREST IN CONVERGENT CAPITAL MANAGEMENT LLC ("CCM"), AMONG OTHER COMPANIES. CCM <br />IS A HOLDING COMPANY THAT, DIRECTLY AND INDIRECTLY, OWNS AND MAINTAINS OWNERSHIP <br />INTERESTS IN ASSET MANAGEMENT FIRMS. HOWEVER, PATTERSON CAPITAL MANAGEMENT LP <br />OPERATES INDEPENDENTLY FROM CCM AND CNC AND EACH INVESTMENT ADVISER INDICATED IN <br />SECTION 7.A, DOES NOT CONDUCT JOINT OPERATIONS WITH ANY OF THESE AFFIUATED <br />INVESTMENT ADVISERS AND DOES NOT PROVIDE INVESTMENT ADVICE THAT IS FORMULATED, IN <br />WHOLE OR IN PART, BY SUCH AFFIUATED INVESTMENT ADVISERS. <br /> <br />FORM ADV <br />UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION <br />Iprimary Business Name: PATTERSON & ASSOCIATES IcRD Number: 110735 ~ <br /> <br />Rev. OS/2003 <br /> <br />IADV - Annual Amendment, DRP Pages <br />~/29/2004 11:09:50 AM <br /> <br />I <br />I <br />II <br /> <br />CRIMINAL DISCLOSURE REPORnNG PAGE (ADV) <br />No Information Filed <br /> <br />I <br />I <br />II <br /> <br />https:/lcrd.nasd.comlIadlContentlPrintHist/ AdvlPages/crd_iad_Adv AllPages.asp?RefNum=&vi... 2/14/2005 <br />