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Res 2005-036
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Res 2005-036
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Last modified
12/29/2005 11:02:16 AM
Creation date
12/29/2005 10:54:13 AM
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City Clerk
City Clerk - Document
Resolutions
City Clerk - Type
Agreement
Number
2005-36
Date
3/21/2005
Volume Book
161
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<br />ADV All Pages <br /> <br />Page 33 of 36 <br /> <br />Bond DRPs <br />No Information Filed <br /> <br />I <br />I <br />I <br />I <br />II <br />1 <br />I <br />I <br />I <br /> <br />REGULATORY ACTION DISCLOSURE REPORnNG PAGE CADY) <br />No Information Filed <br /> <br />CIVIL JUDICIAL ACTION DISCLOSURE REPORnNG PAGE (ADV) <br />No Information Filed <br /> <br />Judgment/Lien DRPs <br />No Information Filed <br /> <br />Arbitration DRPs <br />No Information Flied <br /> <br />FORM ADV <br />UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION <br />Iprimary Business Name: PATTERSON. ASSOCIATES fcRD Number: 110735 ~ <br /> <br />Rev. OS/2003 <br /> <br />~DV - Annual Amendment, Execution Pages <br />3/29/2004 11:09:50 AM <br /> <br />IDOMESTIC INVESTMENT ADVISER EXECUnON PAGE <br /> <br />You must complete the following Execution Page to Form ADV. This execution page must be signed <br />and attached to your initial application for SEe registration and all amendments to registration. <br /> <br />Appointment of Agent for Service of Process <br /> <br />By signing this Form ADV Execution Page, you, the undersigned adviser, irrevocably appoint the <br />Secretary of State or other legally designated officer, of the state in which you maintain your principal <br />office and place of business and any other state in which you are submitting a notice filing, as your <br />agents to receive service, and agree that such persons may accept service on your behalf, of any <br />notice, subpoena, summons, order instituting proceedings, demand for arbitration, or other process or <br />papers, and you further agree that such service may be made by registered or certified mail, in any <br />federal or state action, administrative proceeding or arbitration brought against you in any place <br />subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of <br />any activity in connection with your investment advisory business that is subject to the jurisdiction of <br />the United States, and (b) Is founded, directly or indirectly, upon the provisions of: (i) the Securities <br />Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment <br />Company Act of 1940, or the Investment AdVisers Act of 1940, or any rule or regulation under any of <br />these acts, or (II) the laws of the state In which you maintain your principal office and place of <br />business or of any state in which you are submitting a notice filing. <br /> <br />Signature <br /> <br />I, the undersigned, sign this Form AOV on behalf of, and with the authority of, the investment <br />adviser. The investment adviser and I both certify, under penalty of perjury under the laws of the <br />United States of America, that the information and statements made in this ADV, Induding exhibits <br />and any other information submitted, are true and correct, and that I am signing this Form ADV <br /> <br />https:/Icrdnasd.comlIadlContent/PrintHist/ AdvlPageslcrd_imCAdv AllPages.asp?RetNum=&vi... 2/14/2005 <br />
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