Res 2005-036 - Laserfiche WebLink

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Schedule F of Form ADV Continuation Sheet for Form ADV Part II (Do DOt uao 1hia Schedule as . 0ClIItiDuati0a Ihllllt for Form ADV Part I or my 0Cb0r lGbodalea.) 1. Full name of applieant clCKtly as stagg in Item lA of Part I of Form ADV: C8pitBI Management LP Item ofl_ (ic1oaIify) tern 1 (confd) ern3L tern 4 Applit:aat: SEe Pile Nwnbcr. tterson Capital Management LP 801-46437 DI1o; 12130/04 IRS Empl. Idoal. No.: AMww atterson's basic fee schedule for the provision of investment advisory services discretionary) is as follows: P to $5 million - 0.50% 5 -$10 million - 0.30% 10 -$20 million - 0.20% 20 -$30 million - 0.15% 30 -$50 million - 0.12 % ver $50 million - negotiable. etterson's fees for serving as an investment sub-adviser to a registered investment rnpany may vary, but generally will not exceed the fees noted in the above chedule. n addition, the basic fee schedule described above may vary due to the particular 'rcumstances of the client or as negotiated with particular clients. Fees for iscretionary management services are generally billed In arrears on either a nthly or quarterly basis. In the event a client terminates its contract with atterson prior to the end of the monthly or quarterly billing period, the fee for that riod will be prorated based on the number of days or months during the period in hich Patterson performed services. At times, Patterson may also recommend that client invest assets in a money market fund. If a client invests its assets into such fund, the client may have to pay a fee to that fund in addition to Patterson's normal dvisory fee. ertain clients are charged a fixed fee, or an hourly fee, which varies from client to ient and is billed in arrears on a quarterly or monthly basis. I fees paid to Patterson for investment advisory services are separate and distinct m the fees and expenses charged by LGIP pools or mutual funds to their hareholders. These fees and expenses are described in each fund's information tatement (pools) or prospectus (funds). Clients could Invest In a fund or pool irectly without the services of Patterson. ue to the nature of services provided, Patterson will not vote proxies on behalf of ients. lex rapos are but one of a variety of investment products that Patterson may ecommend that clients use for the reinvestment of bond proceeds. These products nclude structured portfolios of U.S. securities, a commingled pool or fund, bank eposit and State and Local Government Series securities. Each of these products ave benefits and negative aspects. Patterson fully discloses the benefits and atlve aspects of each of these products to clients, so that clients can choose the nvestment product that most suits its needs and objectives. atterson relies primarily, but not exclusively, on multiple unaffiliated, nationally . . , Complete ..._a P.leII III fall. drde ......... 1__ ... m. wWa ueatIeD .... (p... I).