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<br />Schedule F of App1ioaut: SEe File NlIIIIbtr. <br />Form ADV <br />Continuation Sheet for Form ADV Part II atterson Capital Management LP 801-46437 <br /> <br />DMe: <br />2/30/04 <br /> <br />(Do DOt UII: 1IIla Scbedula as . c;oodmaatiOD __ for FllI1D ADV Part I or any Olhor ~1...) <br /> <br />1. Fu11_ of appIicaDt CXiICltly asl&atccJ in It.u lA ufPIlt I ufForm AnV: <br />CaplIaI MImlguITJIInt LP <br />l~ofPom <br /><idcoatify) <br /> <br />IRS Jlmpl. I... Mo.: <br /> <br />Au-.- <br /> <br />tern 5 <br /> <br /> <br />atterson requires all personnel who provide investment advice to have a bachelors <br />egree from an accredited college. <br /> <br />/nda Thomson Patterson <br />OB: March 2,1949 <br />ducation: Thiel College <br />European-American Study Center, Basel, SWitzerland <br />Florida Atlantic University; BA, MPA <br />RWTH, Aachen (Fulbright Scholar) <br />usiness Background: <br />Patterson Capital Management, L.P., Director and President of Patterson's <br />General Partner. <br />Texas State Treasury, Deputy State Treasurer <br />City of Fort Worth, City Treasurer and Assistant Finance Director <br />City of Forth Lauderdale, Assistant to City Manager <br /> <br />eborah Ann Cervantes, CPA <br />B: August 26, 1963 <br />ducat/on: Abilene Christian University <br />University of Texas, BBA <br />usiness Background: <br />Patterson Capital Management, LP., Director andCFO of PaUerson's <br />General Partner <br />Texas State Treasury, Investment Officer and Internal Auditor <br /> <br />vergent Capital Management LLC ,CCM") is a 40% owner of the outstanding <br />imited partnership Interests in Patterson. CCM also owns or maintains Interests In <br />t least eight other registered investment advisers. Employees of CCM may, In the <br />ole of supporting all CCM affiliates, provide marketing assistance to Patterson. <br />atterson does not provide any compensation or benefit to CCM or its employees fa <br />activities. <br /> <br />tem6 <br /> <br />tern B.C <br /> <br /> <br />CM is majority owned by City National Corporation which also owns a bank, other <br />nvestment advisory firms, a broker-dealer and an insurance company. <br /> <br />n rare occasions, Patterson or one of its related persons may purchase or sell the <br />me or a similar security for hislher personal account that is also purchased, or <br />mmended for purchase, for a client account Patterson has adopted a Code of <br />onduct that is designed to prevent anddetect potential conflicts of Interest. <br /> <br />atterson generally requires a minimum account size of $1 million and will generally <br />nly provide services to institutional investors, including govemmental entities. <br /> <br />tern 9.E <br /> <br />tern 10 <br /> <br />c..ptete ......... ,_,.. III filii, drde ......detllteIIM _d me wIdI u..... .... <.... I). <br />