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<br />ADV All Pages <br /> <br />Page 3 of 36 <br /> <br />UNDA THOMSON PATTERSON <br />Telephone Number: <br />512-320-5042 <br />Number and Street 1: <br />301 CONGRESS AVENUE, SUITE 570 <br />City: State: Country: <br />AUSTIN TX USA <br />Electronic mail (e-mail) address, if contact employee has one: <br />UNDA@PAITERSON.NET <br />The contact employee should be an employee whom you have authorized to receive information <br />and respond to questions about this Form ADV. <br /> <br />DIRECTOR AND PRESIDENT <br />Facsimile Number: <br />512-320-5041 <br />Number and Street 2: <br /> <br />ZIP+4/Postal Code: <br />78701 <br /> <br />YES NO <br /> <br />K. 00 you maintain some or all of the books and records you are required to keep under C c; <br />Section 204 of the Advisers Act, or similar state law, somewhere other than your prindpal <br />office and place of busIness? <br />If Ryes," complete Section 1.K. of Schedule D. <br /> <br />YES NO <br /> <br />l. Are you registered with a foreign financial regulatory authority? C (i:. <br />Answer "no" if you are not registered wIth a foreign financial regulatory authority, even if <br />you have an affiliate that is registered with a foreign financial regulatory authority. If "yes", <br />complete Section 1.L. of Schedule D. <br /> <br />FORM ADV <br />UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION <br />JPrlmary Business Name: PATTERSON 8r. ASSOCIATES IcRD Number: 110735 I <br /> <br />Rev. OS/2003 <br /> <br />IADV - Annual Amendment, Page 4 <br />13/29/2004 11:09:50 AM <br /> <br />lItem 2 SEe Registration <br /> <br />Responses to this Item help us (and you) determine whether you are eligible to register with the SEC. <br />Complete this Item 2 only If you are applying for SEC registration or submitting an annual updating <br />amendment to your SEC registration. <br /> <br />A. To register (or remain registered) with the SEC, you must check at least one of the Items 2.A(!) <br />through 2.A{1l), below. If you are submitting an annual updating amendment to your SEC <br />registration and you are no longer eligible to register with the SEC, check Item 2.A(12). You: <br /> <br />~ (l)have assets under management of $25 million (In U.S. dollars) or more; <br /> <br />See Part lA Instruction 2.a. to determine whether you should check this box. <br /> <br />o (2}have your principal office and place of business In the U.S. Virgin Islands or Wyoming; <br /> <br />o (3}have your principal office and place of business outside the United States; <br /> <br />(j (4}are an Investment adviser (or sub-adviser) to an investment company registered under the <br />Investment Company Act of 1940; <br /> <br />See Part lA Instruction 2.b. to determine whether you should check this box. <br /> <br />https:J/crd.nasd.com/IadlContent/PrintHistJ AdvlPages/crcCiad--^dv AllPages.asp?RefNum=&vi... 2/14/2005 <br />