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<br />ADV All Pages <br /> <br />Page 4 of 36 <br /> <br />C (S)have been designated as a nationally recognized statistical rating organization; <br /> <br />See Part lA Instruction 2.c. to determine whether you should check this box. <br /> <br />C (G)are a pension consultant that qualifies for the exemption in rule 203A-2(b); <br />See Part lA Instruction 2.d. to determine whether you should check this box. <br /> <br />C (7)are relying on rule 203A-2(c) because you are an investment adviser that controls, is <br />controlled by, or is under common control with, an investment adviser that is registered <br />with the SEC, and your principal office and place of business Is the same as the registered <br />adviser; <br /> <br />See Part lA Instruction 2.e. to determine whether you should check this box. If you check <br />this box, complete Section 2.A(7) of Schedule D. <br /> <br />o (B)are a newly formed adviser relying on rule 203A-2(d) because you expect to be eligible for <br />SEe registration within 120 days; <br /> <br />See Part lA Instruction 2.f. to determine whether you should check thIs box. If you check <br />this box, complete Section 2.A(8) of Schedule D. <br /> <br />FORM ADV <br />UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION <br />'primary Business Name: PATTERSON. ASSOCIATES IcRD Number: 110735 <br /> <br />Rev. OS/2003 <br /> <br />ADV - Annual Amendment, Page 5 <br />~/29/2004 11:09:50 AM <br /> <br />litem 2 SEe Registration (Continued) <br /> <br />(J (9) are a multi-state adviser relying on rule 203A-2(e); <br /> <br />See Part lA Instruction 2.g. to determine whether you should check this box. If you check <br />this box, complete Section 2.A(9) of Schedule D. <br /> <br />C (10)are an Internet investment adviser relying on rule 203A-2(f); <br /> <br />See Part lA Instructions 2.h. to determine whether you should check this box. <br /> <br />C (l1)have received an SEe order exempting you from the prohibition against registration with <br />the SEe; <br /> <br />If you checked this box, complete Section 2.A(11) of Schedule D. <br />C (12)are no longer eligible to remain registered with the SEC. <br />See Part lA Instructions 2.i. to determine whether you should check this box. <br /> <br />https://crd.nasdcomlIad/Content/PrintHistl AdvIPages/cnCiad_Adv AllPages.asp?RefNum=&vi... 2/14/2005 <br />